The Best Possible
Investment Management Services
The Best Possible
Administrative Support
The Best Possible
Compensation System
The exam fee is $155 and is paid directly to FINRA. While you do not have to use an exam prep service, it is highly recommended. Exam prep organizations can range in cost from $99 to $249.
We do not charge an initial appointment fee if you are already licensed. Once an IAR is appointed with us, a monthly payment of $100 is charged for our all-inclusive Administrative Fee.
We have partnered with over a dozen (12) institutional money managers that off er over 80 diversifi ed portfolios. Any combination of managers or portfolios can be created for client accounts.
Our maximum Firm Advisory Fee is 1.35%. The firms advisory fee structure is flexible and can be changed by the representative depending on the individual client situation. If an institutional money manager is used, an additional fee is added to the Firm Advisory Fee, depending on the money manager selection.
We offer a unique three component compensation system. 1. Personal Production: Compensation up to 1.00% on assets under management based on your total AUM. 2. Representative Referral System: Asset based revenue on the assets under management of referred representatives. 3. Legacy Program: A specified amount of recurring income from an existing investment advisory business is paid to a surviving beneficiary or for the sale of an existing book of business to a qualified IAR.
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